2026 NIBA Compliance Officers Group Meeting

The NIBA Compliance Officers Group (COG) brings together compliance professionals from across the derivatives industry for critical discussions on regulatory updates and best practices.

Panel Discussions

• Practicalities of IB Compliance – Internal Organization & Audit Preparation
• Practicalities of IB Compliance – Managing the Customer’s Experience in the Age of AI/Social Media
• The New Realities of the Industry – Prediction Markets, Direct Clearing and a New Era of SEC/CFTC Collaboration

Check-in starts at 1:30pm. A cocktail networking reception immediately follows the meeting at 5:00pm, hosted by Katten Muchin Rosenman.