Back to Journal

Cyber Security Update - October 2020

N
Written by
NIBA
Published
Reading time
3 min
Work from Home has moved the front-line in cyber attacks from office desks to kitchen tables, and NFA member firms are responsible to follow the security guidelines of NFA 9070 no matter where they do business. Based on insurance claims, ransomware attacks and false-invoice scams are among the most common cyber crimes in 2020, with phishing emails and fake website links the most frequent paths for malware. The following steps will help you stay secure:
  • Be very suspicious of email or website links you don’t recognize, and even be cautious of those that look familiar - it is simple for hackers to impersonate people and sites.
  • Be very careful with work emails asking for urgent payments, especially if they provide new payment instructions. If you can, call to confirm.
  • Turn on 2 Factor Authentication whenever possible. This sends a confirmation email or text when you login to a system, which makes it harder for hackers to break in.
  • Turn on auto-updates for your systems and applications. Hackers know many people don’t bother, which means they can easily exploit known software vulnerabilities.
  • Backup your critical business files on a separate system or drive, so that if one system is corrupted you still can recover the data you need to run your business.
  •  Know where your confidential data is stored and use encryption if you can. (Encryption is available on Windows 10 Professional systems, Mac iOS, and Linux).
Even though the financial industry is one of the most commonly attacked, some people feel their company is too small to be a hacking target. Q: Do you get robo-spam calls on your phone? It is even easier to automate cyber attacks. “They won’t find me” is not a defense, even from home All NFA regulated firms are required to have a documented Information Systems Security Program (ISSP) that describes their security policies and controls. Per NFA 9070 these should be appropriate for the size and complexity of each business, with core elements including annual security awareness training. If you need assistance developing your ISSP or performing the required annual review of your security program, consider contacting a security consulting firm that specializes in the futures industry. Good security practices can help keep your business safe from hackers - and keep your auditors happy too. vSEC, LLC is a cyber security consulting company. Our website offers a questionnaire for firms to self-evaluate their security program against the controls identified in NFA 9070. For more information email info@vsecllc.com or visit www.vsecllc.com

Stay Informed

Subscribe to the NIBA Journal for the latest insights and industry updates

Related Articles

View All
Uncategorized

Marketing Strategy: Customer Segmentation

When I am talking with a friend or colleague who wants to kickstart their marketing efforts, my approach is “simpler is better”. It’s a lot like getting off the couch and back into the gym. Often the best way is to start simple and then build up from there. So, what I’d like to suggest to you as a NIBA member firm is to get started with SEGMENTATION of your contacts and customers. Imagine the difference in experience for a commodities trader who receives an email promoting opening an account. In the first email, it has a general header that seems to focus on equity indexes and has several forex symbols shown. In the second example, the entire header is...

Uncategorized

NFA Celebrates NIBA's 30th Anniversary

Congratulations to the NIBA on its 30th anniversary! As the self-regulatory organization for the derivatives industry, a critical element of NFA's mission is to ensure that all NFA Members understand their regulatory obligations. During the past few decades, NFA and the NIBA have often collaborated to develop educational materials, draft notices and deliver programs specifically customized for the NIBA's membership. NIBA Chairman and Founder Melinda Schramm and her team work tirelessly to identify these educational opportunities and ensure that each program successfully addresses the needs of derivatives professionals. For example, NFA and the NIBA recently delivered a webinar entitled "Navigating Regulatory Requirements in a Hybrid Environment." Feel free to access this informative webinar on NFA's website. NFA looks forward to...

Member Announcements

Ascent Capital Management Congratulates NIBA's 30th Anniversary

Ascent Capital Management has been an active member of the NIBA since we were established in 2011. The NIBA provides several tools to assist firms to maintain compliance with many of the regulatory changes that have become commonplace in our industry. Semi-annual meetings with various speakers on many diverse topics are just some ways that the NIBA helps keep its members up to speed and avoid regulatory issues. New products, changes to AML requirements and Cyber-Security have been some examples of past areas of education. Of course, attendees are encouraged to ask questions at the conclusion of the panel discussion to help their understanding of the topics at hand. Often the NFA participates and are always very accommodating to answer...