NIBA - Celebrating 35 Years
Back to Journal
Uncategorized

NIBA Educational Series - Cybersecurity Briefing

N
Written by
NIBA
Published
Reading time
2 min
The NIBA is pleased to announce the kick off of its educational series.  This idea is to cultivate ideas, discussion and networking in an intimate setting throughout the year.  This event is hosted and sponsored by Bovill. There’s a gap between Compliance and IT responsibility for security in most organizations. For example, what should an Information System Security Policy cover and how best should it be implemented? We’re delighted to invite you to our briefing and networking event on Wednesday, March 6, 2019, where we will be giving you some tips to help close this gap and discuss challenges with other professionals. Alongside our friends from the NFA and security experts VSEC, we’ll be looking at:
  • Cybersecurity responsibilities of IBs, CTAs, CPOs and FCMs
  • Recent changes in cybersecurity rules and guidelines – for example, new guidelines for event reporting
  • Recent regulatory security enforcements, and what’s expected in 2019.
The session will leave you well-equipped to understand what is needed for a security program, understand what has changed, and be fully versed in what’s expected by regulators in 2019. Hosted by: [table id=11 /] REGISTER HERE Speakers John Falck John is one of VSEC, LLC's Founding Partners.  John has years of experience in the derivatives industry with O'Connor & Associates, the Swiss Bank, UBS and Wicker.  Read more about John. Michael Phillips Michael is one of VSEC, LLC's Founding Partners.  Michael also holds years of experience in the derivatives industry.  He has held several executive roles, including positions at RCG LLC, Federal Reserve Bank of Chicago, UBS and Rosenthal Collins Group.  Read more about Michael. Valerie O'Malley Valerie has been a Director since November 2014 in the Compliance Department of the National Futures Association (NFA).  She joined the NFA as a Staff Examiner in June of 2004, earned her Certified Public Accountants designation in 2005 and her Certified Fraud Examiner designation in 2013.  Read more about Valerie.

Stay Informed

Subscribe to the NIBA Journal for the latest insights and industry updates

Related Articles

View All
Uncategorized

Marketing Strategy: Customer Segmentation

When I am talking with a friend or colleague who wants to kickstart their marketing efforts, my approach is “simpler is better”. It’s a lot like getting off the couch and back into the gym. Often the best way is to start simple and then build up from there. So, what I’d like to suggest to you as a NIBA member firm is to get started with SEGMENTATION of your contacts and customers. Imagine the difference in experience for a commodities trader who receives an email promoting opening an account. In the first email, it has a general header that seems to focus on equity indexes and has several forex symbols shown. In the second example, the entire header is...

Uncategorized

NFA Celebrates NIBA's 30th Anniversary

Congratulations to the NIBA on its 30th anniversary! As the self-regulatory organization for the derivatives industry, a critical element of NFA's mission is to ensure that all NFA Members understand their regulatory obligations. During the past few decades, NFA and the NIBA have often collaborated to develop educational materials, draft notices and deliver programs specifically customized for the NIBA's membership. NIBA Chairman and Founder Melinda Schramm and her team work tirelessly to identify these educational opportunities and ensure that each program successfully addresses the needs of derivatives professionals. For example, NFA and the NIBA recently delivered a webinar entitled "Navigating Regulatory Requirements in a Hybrid Environment." Feel free to access this informative webinar on NFA's website. NFA looks forward to...

Member Announcements

Ascent Capital Management Congratulates NIBA's 30th Anniversary

Ascent Capital Management has been an active member of the NIBA since we were established in 2011. The NIBA provides several tools to assist firms to maintain compliance with many of the regulatory changes that have become commonplace in our industry. Semi-annual meetings with various speakers on many diverse topics are just some ways that the NIBA helps keep its members up to speed and avoid regulatory issues. New products, changes to AML requirements and Cyber-Security have been some examples of past areas of education. Of course, attendees are encouraged to ask questions at the conclusion of the panel discussion to help their understanding of the topics at hand. Often the NFA participates and are always very accommodating to answer...